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Level 3A: Smooth Manifolds – Charts and Atlases

The Defect. “A manifold is a space that locally looks like Rn\mathbb{R}^n.” Every mathematician repeats this sentence, and almost every first exposure leaves “looks like” unexamined. Looking like Rn\mathbb{R}^n topologically is Level 2’s business (homeomorphisms). But calculus needs more: it needs “looks like” up to a change of coordinates preserving differentiability. Charts, atlases, and compatibility are the precise answer, and this page proves that the answer is coherent: every atlas generates exactly one maximal one, smoothly (the proof hides a subtlety about locality that most introductions gloss over, and we do not gloss over it).

The One-Line Reveal. A smooth manifold is a topological space equipped with a maximal consistent family of coordinate systems: consistency means every change of coordinates between overlapping charts is a smooth bijection with smooth inverse, and maximality means nothing that is consistent with the family is left out.

Scope. From Level 1B: linear maps, rank–nullity. From Level 2: the topological manifold ingredients (Hausdorff, second countability once defined, subspace and product topologies with their characteristic properties). Two inputs from multivariable analysis are used as stated, because their proofs belong to a multivariable analysis course; everything geometric below is proved from them:

  1. Chain rule: if g:Rn→Rmg: \mathbb{R}^n \to \mathbb{R}^m is differentiable at aa and f:Rm→Rkf: \mathbb{R}^m \to \mathbb{R}^k is differentiable at g(a)g(a), then f∘gf \circ g is differentiable at aa with (f∘g)′(a)=f′(g(a))∘g′(a)(f \circ g)'(a) = f'(g(a)) \circ g'(a).
  2. Inverse function theorem: if f:Rn→Rnf: \mathbb{R}^n \to \mathbb{R}^n is continuously differentiable on an open set and f′(a)f'(a) is an invertible linear map, then ff restricts to a bijection A→BA \to B between open neighbourhoods of aa and f(a)f(a), the inverse is differentiable, and (f−1)′(f(a))=(f′(a))−1(f^{-1})'(f(a)) = (f'(a))^{-1}.

Also assumed from set theory: Q\mathbb{Q} is countable and dense in R\mathbb{R} (the density is proved in the Real Analysis track). Nothing else is assumed: in particular the smoothness of polynomial and rational functions is proved in Section 1, which is why the sphere example needs no calculus at all.

Definition. A map f:Rn→Rmf: \mathbb{R}^n \to \mathbb{R}^m is differentiable at a∈Rna \in \mathbb{R}^n if there is a linear map L:Rn→RmL: \mathbb{R}^n \to \mathbb{R}^m with

lim⁡h→0∥f(a+h)−f(a)−Lh∥∥h∥=0.\lim_{h \to 0} \frac{\big\| f(a + h) - f(a) - Lh \big\|}{\|h\|} = 0.

Then LL is unique (shown below) and is written f′(a)f'(a), the (total) derivative of ff at aa. The map is smooth (or C∞C^\infty) on an open set UU if it is differentiable at every point of UU and the assignments a↦f′(a)a \mapsto f'(a) are again differentiable, and so on through all orders; for this page, differentiability at every point of the domain (the C1C^1 layer) is all the machinery that is ever invoked, and we use “smooth” for it, flagging nowhere that the higher orders ride along under the same chain rule.

Proposition 1.1 (uniqueness; partials determine the derivative). The linear map LL in the definition, if it exists, is unique; its (i,j)(i, j) matrix entry is ∂fi/∂xj (a)\partial f_i / \partial x_j\,(a), so a differentiable map has all partial derivatives, and they assemble into the Jacobian matrix of f′(a)f'(a).

Proof. If L1,L2L_1, L_2 both satisfy the definition, then ∥(L1−L2)h∥≤∥f(a+h)−f(a)−L1h∥+∥f(a+h)−f(a)−L2h∥=o(∥h∥)\|(L_1 - L_2)h\| \leq \|f(a+h) - f(a) - L_1 h\| + \|f(a+h) - f(a) - L_2 h\| = o(\|h\|). For any fixed vv, put h=tvh = tv and let t→0t \to 0: ∥(L1−L2)v∥≤o(∣t∣)/∣t∣→0\|(L_1 - L_2)v\| \leq o(|t|)/|t| \to 0, so (L1−L2)v=0(L_1 - L_2)v = 0 for all vv, and L1=L2L_1 = L_2. For the entries, put h=tejh = t e_j in the definition applied to the ii-th component:

fi(a+tej)−fi(a)t−(Lej)i=o(∣t∣)∣t∣→0,\frac{f_i(a + t e_j) - f_i(a)}{t} - (L e_j)_i = \frac{o(|t|)}{|t|} \to 0,

so ∂fi/∂xj(a)=lim⁡t→0(fi(a+tej)−fi(a))/t=(Lej)i\partial f_i / \partial x_j (a) = \lim_{t \to 0} (f_i(a + t e_j) - f_i(a))/t = (L e_j)_i. ■\blacksquare

Caution (partials do not a derivative make). The converse of Proposition 1.1 fails. Let f(x,y)=x2y/(x4+y2)f(x, y) = x^2 y / (x^4 + y^2) for (x,y)≠(0,0)(x, y) \neq (0, 0) and f(0,0)=0f(0, 0) = 0. Both partials at the origin vanish (on either axis the function is identically 00). Yet ff is not differentiable at the origin: the derivative would have to be the zero map (Proposition 1.1), requiring f(h)/∥h∥→0f(h)/\|h\| \to 0; but along h=(t,t2)h = (t, t^2) we get f(h)=t4/(t4+t4)=1/2f(h) = t^4/(t^4 + t^4) = 1/2 while ∥h∥→0\|h\| \to 0, so f(h)/∥h∥→∞f(h)/\|h\| \to \infty. Stronger still, every directional derivative at the origin exists and is 00 (for fixed hh, f(th)=t h12h2/(t2h14+h22)→0f(th) = t\, h_1^2 h_2 / (t^2 h_1^4 + h_2^2) \to 0 when h2≠0h_2 \neq 0, and is 00 when h2=0h_2 = 0), and the function is still not differentiable. ■\blacksquare

Proposition 1.2 (algebra of derivatives). Sums and scalar multiples of differentiable maps are differentiable, with the obvious derivatives. If g,h:Rn→Rg, h: \mathbb{R}^n \to \mathbb{R} are differentiable at aa, the product ghgh is differentiable at aa with derivative h(a)g′(a)+g(a)h′(a)h(a) g'(a) + g(a) h'(a). If gg is differentiable at aa with g(a)≠0g(a) \neq 0, the reciprocal 1/g1/g is differentiable at aa with derivative −g′(a)/g(a)2-g'(a)/g(a)^2, and 1/g1/g is continuous at aa.

Proof. Sums and scalars are immediate from linearity of the definition. Product: expand

(gh)(a+h)−(gh)(a)−(h(a)g′(a)+g(a)h′(a))h=Δg h(a)+g(a) Δh+ΔgΔh,(g h)(a{+}h) - (g h)(a) - \big(h(a) g'(a) + g(a) h'(a)\big) h = \Delta_g \, h(a) + g(a)\, \Delta_h + \Delta_g \Delta_h,

with Δg=g(a+h)−g(a)−g′(a)h=o(∥h∥)\Delta_g = g(a{+}h) - g(a) - g'(a)h = o(\|h\|) and Δh\Delta_h likewise. Dividing by ∥h∥\|h\|: the first term dies because Δg=o(∥h∥)\Delta_g = o(\|h\|) and h(a)h(a) is a constant; the third dies as o(∥h∥)⋅o(∥h∥)o(\|h\|) \cdot o(\|h\|); and the middle dies since g(a)g(a) is a constant. (For vector-valued factors, apply componentwise.)

Reciprocal: with everything evaluated at aa and a+ha{+}h, a direct computation gives

1g(a+h)−1g(a)+g′(a) hg(a)2=−Δg  g(a)+g′(a)h (g(a+h)−g(a))g(a+h) g(a)2.\frac{1}{g(a{+}h)} - \frac{1}{g(a)} + \frac{g'(a)\,h}{g(a)^2} = \frac{-\Delta_g \; g(a) + g'(a) h\, \big(g(a{+}h) - g(a)\big)} {g(a{+}h)\, g(a)^2}.

Since gg is continuous at aa (differentiability implies continuity, the definition with LhLh subtracted), g(a+h)→g(a)≠0g(a{+}h) \to g(a) \neq 0, so the denominator stays bounded away from 00 near h=0h = 0; the numerator is o(∥h∥)o(\|h\|) plus (bounded linear in hh) times o(1)o(1): divided by ∥h∥\|h\| it tends to 00. Continuity of 1/g1/g at aa is the same computation with the derivative term dropped. ■\blacksquare

Corollary 1.3 (polynomials and rational functions are smooth). Every polynomial map Rn→R\mathbb{R}^n \to \mathbb{R} is smooth; every rational function is smooth on the open set where its denominator is nonzero.

Proof. Each coordinate function uiu_i is linear, hence differentiable with derivative itself (the definition’s error term is identically 00). A monomial is a finite product of coordinate functions, smooth by repeated application of the product rule (Proposition 1.2); polynomials are sums of monomials. A rational function is a quotient of polynomials; on its domain the denominator never vanishes, and the reciprocal rule applies. ■\blacksquare

Lemma 1.4 (pairing lemma). If g:Rn→Rkg: \mathbb{R}^n \to \mathbb{R}^k and h:Rm→Rℓh: \mathbb{R}^m \to \mathbb{R}^{\ell} are differentiable at the relevant points, then (g,h)(x,y)=(g(x),h(y))(g, h)(x, y) = (g(x), h(y)) is differentiable at (a,b)(a, b) with derivative the block map (u,v)↦(g′(a)u, h′(b)v)(u, v) \mapsto (g'(a)u,\, h'(b)v).

Proof. ∥(g,h)(a+u,b+v)−(g,h)(a,b)−(g′(a)u,h′(b)v)∥2=∥g(a+u)−g(a)−g′(a)u∥2+∥h(b+v)−h(b)−h′(b)v∥2\|(g,h)(a{+}u, b{+}v) - (g,h)(a,b) - (g'(a)u, h'(b)v)\|^2 = \|g(a{+}u) - g(a) - g'(a)u\|^2 + \|h(b{+}v) - h(b) - h'(b)v\|^2 (squares separate the coordinates), and each term is o(∥(u,v)∥2)o(\|(u,v)\|^2) by the differentiability of gg and hh. ■\blacksquare

Lemma 1.5 (smoothness is local). If a map is differentiable at every point of an open set UU, then it is differentiable at every point of any open subset of UU. Conversely, if each point of an open set has some neighbourhood on which the map is differentiable at every point, then the map is differentiable at every point of the set.

Proof. Differentiability at aa is a statement about the values of ff on arbitrarily small neighbourhoods of aa: restricting the domain to a smaller open set changes nothing at interior points. Both directions are this one remark. ■\blacksquare

Quick check.

  1. Define the derivative of ff at aa.
  2. Do partial derivatives at a point determine the derivative?
  3. Does existence of all partial derivatives force differentiability?
  4. What is the derivative of the product ghgh at aa?
  5. Which functions were proved smooth with no calculus input?

Answers: 1. The unique linear LL with ∥f(a+h)−f(a)−Lh∥=o(∥h∥)\|f(a+h) - f(a) - Lh\| = o(\|h\|). 2. Yes, when the derivative exists: the entries are the partials (Proposition 1.1). 3. No: the Caution’s counterexample has every directional derivative and no derivative. 4. h(a) g′(a)+g(a) h′(a)h(a)\, g'(a) + g(a)\, h'(a) (Proposition 1.2). 5. Polynomials and rational functions on their domains (Corollary 1.3).

Definition. A base for a topology on XX is a collection B\mathcal{B} of open sets such that every open set is a union of members of B\mathcal{B}. The space is second countable if it has a countable base.

Proposition 2.1. Rn\mathbb{R}^n is second countable; every subspace of a second countable space is second countable; every subspace of a Hausdorff space is Hausdorff.

Proof. Rn\mathbb{R}^n: the balls B(q,r)B(q, r) with q∈Qnq \in \mathbb{Q}^n and r∈Qr \in \mathbb{Q}, r>0r > 0, form a countable collection (Qn\mathbb{Q}^n is countable by finite products of countables). They base the topology: given an open UU and x∈Ux \in U, some ball B(x,ε)⊆UB(x, \varepsilon) \subseteq U; by density of Q\mathbb{Q} pick q∈Qnq \in \mathbb{Q}^n with ∥x−q∥<ε/3\|x - q\| < \varepsilon/3 and a rational rr with ∥x−q∥<r<2ε/3\|x - q\| < r < 2\varepsilon/3; then x∈B(q,r)x \in B(q, r) and B(q,r)⊆B(x,ε)B(q, r) \subseteq B(x, \varepsilon) (for z∈B(q,r)z \in B(q, r): ∥z−x∥≤∥z−q∥+∥q−x∥<r+ε/3<ε\|z - x\| \leq \|z - q\| + \|q - x\| < r + \varepsilon/3 < \varepsilon), so every point of UU is covered by members inside UU: UU is a union of such balls. Subspaces: if B\mathcal{B} is a countable base of XX and S⊆XS \subseteq X, then {B∩S:B∈B}\{B \cap S : B \in \mathcal{B}\} is a countable base of SS (an open set of SS is S∩W′S \cap W' with W′=⋃BiW' = \bigcup B_i, and S∩W′=⋃(Bi∩S)S \cap W' = \bigcup (B_i \cap S)). Hausdorff subspaces: for x≠yx \neq y in SS, the separating opens U∋xU \ni x, V∋yV \ni y in XX intersect SS in disjoint opens of the subspace. ■\blacksquare

Definition. A topological manifold of dimension nn is a Hausdorff, second countable space in which every point has an open neighbourhood homeomorphic to an open subset of Rn\mathbb{R}^n.

Example (the model case). Rn\mathbb{R}^n itself: Hausdorff and second countable (Propositions 5.1 and 2.1 of Level 2 and Proposition 2.1 above), and the identity map is a chart. ■\blacksquare

Example (a non-manifold: the line with two origins). Let M=(R∖{0})∪{p,q}M = (\mathbb{R} \setminus \{0\}) \cup \{p, q\}, where p≠qp \neq q are two extra points, and declare the following collection B\mathcal{B} of subsets to be a base: all sets N(t,ε)=(t−ε,t+ε)∖{0}N(t, \varepsilon) = (t - \varepsilon, t + \varepsilon) \setminus \{0\} for t≠0t \neq 0; the sets P(ε)={p}∪((−ε,0)∪(0,ε))P(\varepsilon) = \{p\} \cup \big((-\varepsilon, 0) \cup (0, \varepsilon)\big); and the sets Q(ε)Q(\varepsilon) defined likewise with qq. (Base check: pairwise intersections of members are unions of members – intervals meet in intervals, P(ε)∩P(δ)=P(min⁡)P(\varepsilon) \cap P(\delta) = P(\min), and a punctured interval meets a punctured interval in punctured intervals, each point of which carries a small ball avoiding 00.) With the topology B\mathcal{B} generates, every point of MM has a Euclidean neighbourhood: t≠0t \neq 0 has N(t,ε)≅(t−ε,t+ε)N(t, \varepsilon) \cong (t - \varepsilon, t + \varepsilon), and pp has φ:P(ε)→(−ε,ε)\varphi: P(\varepsilon) \to (-\varepsilon, \varepsilon), φ(p)=0\varphi(p) = 0, φ(s)=s\varphi(s) = s – a homeomorphism (the preimage of any interval is a member of B\mathcal{B} or a union of them), and likewise for qq. But MM is not Hausdorff: P(ε)∋pP(\varepsilon) \ni p and Q(δ)∋qQ(\delta) \ni q always intersect, in (−min⁡(ε,δ),0)∪(0,min⁡(ε,δ))(-\min(\varepsilon, \delta), 0) \cup (0, \min(\varepsilon, \delta)). So the Hausdorff clause in the definition is not decoration. ■\blacksquare

Proposition 2.2 (open submanifolds). An open subset of an nn-dimensional topological manifold is an nn-dimensional topological manifold.

Proof. Hausdorff and second countable pass to subspaces (Proposition 2.1). If φ:U→φ(U)\varphi: U \to \varphi(U) is a chart and W⊆UW \subseteq U is open in the manifold, then WW is open in UU (the subspace topologies of the open UU agree), so φ(W)\varphi(W) is open in φ(U)\varphi(U), hence open in Rn\mathbb{R}^n, and φ∣W:W→φ(W)\varphi|_W: W \to \varphi(W) is a homeomorphism: charts cover WW. ■\blacksquare

Quick check.

  1. Name the three clauses defining a topological manifold.
  2. What is a base, and what does second countable mean?
  3. Why is the line with two origins not a manifold?
  4. Is an open subset of a manifold a manifold?
  5. Why is Rn\mathbb{R}^n second countable?

Answers: 1. Hausdorff; second countable; locally Euclidean of dimension nn. 2. A base is opens whose unions give all opens; second countable means a countable base. 3. It is not Hausdorff: the two origins cannot be separated. 4. Yes, with the restricted charts (Proposition 2.2). 5. Balls with rational centres and rational radii (Proposition 2.1).

Definition. A chart of a topological manifold MM is a homeomorphism φ:U→φ(U)\varphi: U \to \varphi(U) from an open U⊆MU \subseteq M onto an open subset of Rn\mathbb{R}^n. An atlas is a set of charts whose domains cover MM. For two charts (U,φ)(U, \varphi) and (V,ψ)(V, \psi), the transition map is

ψ∘φ−1:φ(U∩V)→ψ(U∩V),\psi \circ \varphi^{-1}: \varphi(U \cap V) \to \psi(U \cap V),

defined on an open subset of Rn\mathbb{R}^n (the image of the open U∩VU \cap V under the homeomorphism φ\varphi). The charts are smoothly compatible if both transition directions are smooth (all derivatives existing at every point of their open domains, Section 1). An atlas is a smooth atlas if its charts are pairwise smoothly compatible.

Definition. A smooth atlas A\mathcal{A} is maximal if no strictly larger atlas containing it is smooth. A smooth structure on MM is a maximal smooth atlas, and MM together with one is a smooth manifold.

Nothing yet guarantees maximal atlases exist or are unique; the next two results supply both. The heart is that smooth compatibility is not transitive for arbitrary triples of charts (a counterexample follows the proof), but transitivity does hold through a common atlas, locally.

Proposition 3.1 (transitivity through a common atlas). Let A\mathcal{A} be a smooth atlas and let (U,φ)(U, \varphi), (V,ψ)(V, \psi) be two charts, each smoothly compatible with every chart of A\mathcal{A}. Then (U,φ)(U, \varphi) and (V,ψ)(V, \psi) are smoothly compatible with each other.

Proof. Let y∈φ(U∩V)y \in \varphi(U \cap V), and let p=φ−1(y)∈U∩Vp = \varphi^{-1}(y) \in U \cap V. Choose a chart (W,θ)∈A(W, \theta) \in \mathcal{A} with p∈Wp \in W (the domains of A\mathcal{A} cover MM). The set φ(U∩V∩W)\varphi(U \cap V \cap W) is an open neighbourhood of yy (image of an open set under the homeomorphism φ\varphi), and on it,

ψ∘φ−1=(ψ∘θ−1)∘(θ∘φ−1),\psi \circ \varphi^{-1} = (\psi \circ \theta^{-1}) \circ (\theta \circ \varphi^{-1}),

where the right side is defined: θ∘φ−1\theta \circ \varphi^{-1} carries φ(U∩V∩W)\varphi(U \cap V \cap W) into θ(U∩V∩W)⊆θ(W∩V)\theta(U \cap V \cap W) \subseteq \theta(W \cap V), whose image under ψ∘θ−1\psi \circ \theta^{-1} lies in ψ(U∩V)\psi(U \cap V); both factors are smooth (each chart is compatible with every chart of A\mathcal{A}), and by the chain rule the composition is smooth at yy. The same argument with the roles of φ\varphi and ψ\psi exchanged handles the inverse transition. Since y∈φ(U∩V)y \in \varphi(U \cap V) was arbitrary, both transition maps are differentiable at every point of their domains (Lemma 1.5): the charts are smoothly compatible. ■\blacksquare

Why raw transitivity fails. On the topological manifold R\mathbb{R}, let ψ\psi be the identity chart on (0,1)(0, 1), φ\varphi the identity chart on (0,3)(0, 3), and let θ:(0,3)→(1/4, 4)\theta: (0, 3) \to (1/4,\, 4) be θ(t)=t+14∣t−1∣3\theta(t) = t + \frac{1}{4}|t - 1|^3. Then θ\theta is a homeomorphism onto its (open) image: it is continuous and strictly increasing, since its derivative is 1−34(t−1)2≥14>01 - \frac{3}{4}(t - 1)^2 \geq \frac{1}{4} > 0, and a continuous strictly monotone map on an interval has a continuous inverse (the inverse is monotone on an interval, and the one-line ε\varepsilon–δ\delta bookkeeping is standard). It is smoothly compatible with ψ\psi: on the overlap (0,1)(0, 1) the transition t↦θ−1(t)t \mapsto \theta^{-1}(t) is smooth, because θ\theta is smooth there (a polynomial in tt) with derivative never zero, so the inverse function theorem gives a smooth inverse. And φ\varphi is compatible with ψ\psi without any computation (both are restrictions of the identity). But φ\varphi and θ\theta are not compatible: the transition θ∘φ−1=θ\theta \circ \varphi^{-1} = \theta is twice but not three times differentiable at t=1t = 1 (∣t−1∣3|t-1|^3 has a third derivative that jumps there). The failure in Proposition 3.1’s proof is exactly the point p=1p = 1: no chart of the atlas {ψ}\{\psi\} contains it. Transitivity through a covering atlas repairs this. ■\blacksquare

Theorem 3.2 (existence and uniqueness of the maximal atlas). Every smooth atlas A\mathcal{A} on MM is contained in exactly one maximal smooth atlas, namely

Max⁡(A)={ charts smoothly compatible with every chart of A }.\operatorname{Max}(\mathcal{A}) = \{\,\text{charts smoothly compatible with every chart of } \mathcal{A}\,\}.

Proof. It is an atlas: it contains A\mathcal{A} (each chart of A\mathcal{A} is compatible with every chart of A\mathcal{A}), so its domains cover MM. It is smooth: any two of its members are compatible with each other by Proposition 3.1 (with the common atlas A\mathcal{A}). It is maximal: if a chart (U,φ)(U, \varphi) is smoothly compatible with every chart of Max⁡(A)\operatorname{Max}(\mathcal{A}), then in particular with every chart of A⊆Max⁡(A)\mathcal{A} \subseteq \operatorname{Max}(\mathcal{A}), so it already lies in Max⁡(A)\operatorname{Max}(\mathcal{A}) by definition; hence no chart can be adjoined. It is unique: let A1\mathcal{A}_1 be any maximal smooth atlas containing A\mathcal{A}. Every chart of A1\mathcal{A}_1 is compatible with every chart of A\mathcal{A} (pairwise compatibility inside A1\mathcal{A}_1, which contains A\mathcal{A}), so A1⊆Max⁡(A)\mathcal{A}_1 \subseteq \operatorname{Max}(\mathcal{A}) by definition of the latter. Conversely, take φ∈Max⁡(A)\varphi \in \operatorname{Max}(\mathcal{A}) and any θ∈A1\theta \in \mathcal{A}_1: both are compatible with every chart of A\mathcal{A}, so Proposition 3.1 (common atlas A\mathcal{A}) makes them compatible with each other. Hence A1∪{φ}\mathcal{A}_1 \cup \{\varphi\} is a smooth atlas, and maximality of A1\mathcal{A}_1 forces φ∈A1\varphi \in \mathcal{A}_1. So Max⁡(A)⊆A1\operatorname{Max}(\mathcal{A}) \subseteq \mathcal{A}_1, and the two are equal. ■\blacksquare

The One-Line Reveal. The maximal atlas is defined into existence: “compatible with everything in sight” is self-closing, and Proposition 3.1 is what makes the resulting family pairwise consistent. Uniqueness is the same proposition run in the other direction.

Definition. A smooth manifold is a topological manifold with a smooth structure; charts of the maximal atlas are admissible. A subset is open in the manifold exactly when it is open in the underlying topology: the smooth structure adds no topology.

Quick check.

  1. What is a chart, and what is an atlas?
  2. What is the transition map of charts (U,φ)(U, \varphi), (V,ψ)(V, \psi)?
  3. What does smoothly compatible mean?
  4. Is smooth compatibility transitive among arbitrary charts?
  5. What repairs transitivity, and how does Theorem 3.2 use it?

Answers: 1. A homeomorphism onto an open subset of Rn\mathbb{R}^n; an atlas is charts covering MM. 2. ψ∘φ−1\psi \circ \varphi^{-1} on φ(U∩V)\varphi(U \cap V). 3. Both transition directions are smooth. 4. No: the θ(t)=t+14∣t−1∣3\theta(t) = t + \frac{1}{4}|t-1|^3 counterexample is compatible with ψ\psi but not with φ\varphi. 5. Compatibility through a common covering atlas, applied locally (Proposition 3.1); that is what makes Max⁡(A)\operatorname{Max}(\mathcal{A}) consistent and unique (Theorem 3.2).

Example (the sphere, entirely by algebra). Let

Sn={(u1,…,un+1)∈Rn+1:u12+⋯+un+12=1}S^n = \{(u_1, \dots, u_{n+1}) \in \mathbb{R}^{n+1} : u_1^2 + \cdots + u_{n+1}^2 = 1\}

with its subspace topology, where Rn+1\mathbb{R}^{n+1} carries the product topology of Level 2, Section 4. Let N=(0,…,0,1)N = (0, \dots, 0, 1) and S=(0,…,0,−1)S = (0, \dots, 0, -1) be the poles. Define the stereographic projections

φN:Sn∖{N}→Rn,φN(u)=(u1,…,un)1−un+1,\varphi_N: S^n \setminus \{N\} \to \mathbb{R}^n, \qquad \varphi_N(u) = \frac{(u_1, \dots, u_n)}{1 - u_{n+1}}, φS:Sn∖{S}→Rn,φS(u)=(u1,…,un)1+un+1.\varphi_S: S^n \setminus \{S\} \to \mathbb{R}^n, \qquad \varphi_S(u) = \frac{(u_1, \dots, u_n)}{1 + u_{n+1}}.

They are well defined: 1−un+1=01 - u_{n+1} = 0 on the sphere only at NN (un+1=1u_{n+1} = 1 forces all other coordinates to 00), and likewise 1+un+1=01 + u_{n+1} = 0 only at SS. They are mutual inverses as maps to and from the sphere: the inverse of φN\varphi_N is

ψN(y)=(2y∥y∥2+1,  ∥y∥2−1∥y∥2+1),\psi_N(y) = \left(\frac{2y}{\|y\|^2 + 1},\; \frac{\|y\|^2 - 1}{\|y\|^2 + 1}\right),

and the verification is pure algebra. For u∈Sn∖{N}u \in S^n \setminus \{N\} put y=φN(u)=u′/(1−un+1)y = \varphi_N(u) = u'/(1 - u_{n+1}) with u′=(u1,…,un)u' = (u_1, \dots, u_n). On the sphere ∥u′∥2=1−un+12=(1−un+1)(1+un+1)\|u'\|^2 = 1 - u_{n+1}^2 = (1 - u_{n+1})(1 + u_{n+1}), so

∥y∥2+1=(1−un+1)(1+un+1)+(1−un+1)2(1−un+1)2=21−un+1,\|y\|^2 + 1 = \frac{(1 - u_{n+1})(1 + u_{n+1}) + (1 - u_{n+1})^2}{(1 - u_{n+1})^2} = \frac{2}{1 - u_{n+1}},

and therefore 2y∥y∥2+1=u′\frac{2y}{\|y\|^2 + 1} = u' and ∥y∥2−1∥y∥2+1=(1−un+1)(1+un+1)−(1−un+1)22(1−un+1)=un+1\frac{\|y\|^2 - 1}{\|y\|^2 + 1} = \frac{(1 - u_{n+1})(1 + u_{n+1}) - (1 - u_{n+1})^2}{2(1 - u_{n+1})} = u_{n+1}: the composite recovers uu. The composite φN∘ψN\varphi_N \circ \psi_N is the identity by the same identity read backwards (1−un+1=2/(∥y∥2+1)1 - u_{n+1} = 2/(\|y\|^2 + 1) for u=ψN(y)u = \psi_N(y)). The same formulas with poles swapped handle φS\varphi_S. They are homeomorphisms: both directions are continuous (Corollary 1.3: rational functions, with denominators bounded away from 00), and continuous mutual inverses are homeomorphisms. SnS^n is a topological manifold: it is Hausdorff and second countable as a subspace of Rn+1\mathbb{R}^{n+1} (Proposition 2.1), and the two chart domains Sn∖{N}S^n \setminus \{N\}, Sn∖{S}S^n \setminus \{S\} cover it. It is a smooth manifold: the transition map

φS∘ψN(y)=2y/(∥y∥2+1)1+(∥y∥2−1)/(∥y∥2+1)=y∥y∥2,\varphi_S \circ \psi_N(y) = \frac{2y/(\|y\|^2 + 1)}{1 + (\|y\|^2 - 1)/(\|y\|^2 + 1)} = \frac{y}{\|y\|^2},

(using 1+un+1=2∥y∥2/(∥y∥2+1)1 + u_{n+1} = 2\|y\|^2/(\|y\|^2 + 1) for u=ψN(y)u = \psi_N(y)) is smooth on Rn∖{0}\mathbb{R}^n \setminus \{0\}, which is exactly φN(UN∩US)\varphi_N(U_N \cap U_S), and it is its own inverse, so the inverse transition is the same smooth map. The atlas {( Sn∖{N},φN), (Sn∖{S},φS) }\{(\,S^n \setminus \{N\}, \varphi_N),\, (S^n \setminus \{S\}, \varphi_S)\,\} is smooth, and Theorem 3.2 gives the maximal one. Note what did not happen: no trigonometry, no limits beyond Section 1’s algebra. ■\blacksquare

Theorem 4.1 (products). If M,NM, N are smooth manifolds of dimensions m,nm, n, then M×NM \times N with the product topology is a smooth manifold of dimension m+nm + n, with product charts (U×V,φ×ψ)(U \times V, \varphi \times \psi).

Proof. Topology. M×NM \times N is Hausdorff: for (x,y)≠(x′,y′)(x, y) \neq (x', y'), one coordinate differs, say x≠x′x \neq x', and disjoint neighbourhoods U∋xU \ni x, U′∋x′U' \ni x' separate the points as boxes U×NU \times N, U′×NU' \times N. Second countable: if BM,BN\mathcal{B}_M, \mathcal{B}_N are countable bases, the boxes {B×C}\{B \times C\} over them are countable and base the product (Level 2, Section 4: product opens are unions of boxes, and each box’s factors are unions of base members). Charts. For charts (U,φ)(U, \varphi) of MM and (V,ψ)(V, \psi) of NN, the product map φ×ψ:U×V→φ(U)×ψ(V)\varphi \times \psi: U \times V \to \varphi(U) \times \psi(V) is a homeomorphism between open sets (product of homeomorphisms, with target open in Rm+n=Rm×Rn\mathbb{R}^{m+n} = \mathbb{R}^m \times \mathbb{R}^n), and such charts cover M×NM \times N. Compatibility. The transition between (Uα×Vα,φα×ψα)(U_\alpha \times V_\alpha, \varphi_\alpha \times \psi_\alpha) and (Uβ×Vβ,φβ×ψβ)(U_\beta \times V_\beta, \varphi_\beta \times \psi_\beta) is

(φβ∘φα−1)  ×  (ψβ∘ψα−1),(\varphi_\beta \circ \varphi_\alpha^{-1}) \;\times\; (\psi_\beta \circ \psi_\alpha^{-1}),

since composing and inverting act coordinatewise; it is smooth by the pairing lemma (Lemma 1.4) applied to the two smooth transition maps. So the product charts form a smooth atlas, and Theorem 3.2 extends it. ■\blacksquare

Quick check.

  1. Write the stereographic inverse ψN\psi_N.
  2. What is the transition φS∘ψN\varphi_S \circ \psi_N?
  3. Why is SnS^n Hausdorff and second countable?
  4. Why is M×NM \times N a manifold, and of what dimension?
  5. What did the sphere construction not need?

Answers: 1. ψN(y)=(2y/(∥y∥2+1), (∥y∥2−1)/(∥y∥2+1))\psi_N(y) = (2y/(\|y\|^2+1),\ (\|y\|^2-1)/(\|y\|^2+1)). 2. y↦y/∥y∥2y \mapsto y/\|y\|^2 on Rn∖{0}\mathbb{R}^n \setminus \{0\}. 3. It is a subspace of Rn+1\mathbb{R}^{n+1} (Proposition 2.1). 4. Product charts form a smooth atlas (Theorem 4.1); dimension m+nm + n. 5. No trigonometry: only rational functions and algebra.

Definition. A map f:M→Nf: M \to N of smooth manifolds is smooth at p∈Mp \in M if there exist an admissible chart (U,φ)(U, \varphi) of MM at pp and an admissible chart (V,ψ)(V, \psi) of NN at f(p)f(p) such that

  1. f(U)⊆Vf(U) \subseteq V, and
  2. the chart representation ψ∘f∘φ−1:φ(U)→ψ(V)\psi \circ f \circ \varphi^{-1}: \varphi(U) \to \psi(V) is smooth on the open set φ(U)\varphi(U).

The map is smooth if it is smooth at every point. Note the asymmetry with the topological definition of continuity: smoothness demands a chart around pp whose entire image under ff sits inside the target chart. The demand is satisfiable precisely because UU may be shrunk, and the next two propositions show the notion is well defined and implies continuity.

Proposition 5.1 (smoothness implies continuity). A map that is smooth at pp is continuous at pp.

Proof. With U,φ,V,ψU, \varphi, V, \psi as in the definition, ff factors near pp as f=ψ−1∘(ψ∘f∘φ−1)∘φf = \psi^{-1} \circ (\psi \circ f \circ \varphi^{-1}) \circ \varphi on UU: for x∈Ux \in U, f(x)=ψ−1((ψ∘f∘φ−1)(φ(x)))f(x) = \psi^{-1}\big((\psi \circ f \circ \varphi^{-1})(\varphi(x))\big), since φ(x)∈φ(U)\varphi(x) \in \varphi(U) and the representation takes values in ψ(V)\psi(V). The right side is a composition of continuous maps (φ\varphi and ψ−1\psi^{-1} are homeomorphisms; the middle is smooth on an open set, hence continuous), so ff is continuous at pp. ■\blacksquare

Proposition 5.2 (well-definedness). If ff is smooth at pp via one pair of charts, then for every admissible chart (U2,φ2)(U_2, \varphi_2) at pp and (V2,ψ2)(V_2, \psi_2) at f(p)f(p) there is an open U′⊆U2U' \subseteq U_2 containing pp with f(U′)⊆V2f(U') \subseteq V_2 and ψ2∘f∘φ2−1\psi_2 \circ f \circ \varphi_2^{-1} smooth on φ2(U′)\varphi_2(U'): the definition does not depend on the charts used.

Proof. Let (U1,φ1)(U_1, \varphi_1), (V1,ψ1)(V_1, \psi_1) witness smoothness. By Proposition 5.1, ff is continuous at pp, so U′:=U1∩U2∩f−1(V2)U' := U_1 \cap U_2 \cap f^{-1}(V_2) is an open neighbourhood of pp (a preimage of the open V2V_2 under a map continuous at pp, intersected with two open sets). Restricting U1U_1 to U′U' leaves a legitimate chart (a homeomorphism onto an open subset) and satisfies the definition’s demands. Now on φ2(U′)\varphi_2(U'),

ψ2∘f∘φ2−1=(ψ2∘ψ1−1)∘(ψ1∘f∘φ1−1)∘(φ1∘φ2−1),\psi_2 \circ f \circ \varphi_2^{-1} = (\psi_2 \circ \psi_1^{-1}) \circ (\psi_1 \circ f \circ \varphi_1^{-1}) \circ (\varphi_1 \circ \varphi_2^{-1}),

and the composite is defined at every point of φ2(U′)\varphi_2(U'): for x∈U′x \in U' we have f(x)∈V1f(x) \in V_1 (since x∈U1x \in U_1 and f(U1)⊆V1f(U_1) \subseteq V_1) and f(x)∈V2f(x) \in V_2, so the middle factor is applied at φ1(x)\varphi_1(x), the outer factor at ψ1(f(x))∈ψ1(V1∩V2)\psi_1(f(x)) \in \psi_1(V_1 \cap V_2) (exactly the domain of the transition ψ2∘ψ1−1\psi_2 \circ \psi_1^{-1}), and the inner factor at φ2(x)∈φ2(U1∩U2)\varphi_2(x) \in \varphi_2(U_1 \cap U_2). Each factor is smooth on its open domain (transitions by admissibility, the middle by hypothesis), so the chain rule makes the composition smooth on the open φ2(U′)\varphi_2(U'). ■\blacksquare

Proposition 5.3 (closure properties). Smooth maps are continuous. Compositions of smooth maps are smooth. Identity maps are smooth. Affine maps are smooth, with derivative the linear part.

Proof. Continuity is Proposition 5.1 at each point. Composition: let f:M→Nf: M \to N be smooth at pp and g:N→Pg: N \to P smooth at f(p)f(p), witnessed by charts (U1,φ1)(U_1, \varphi_1), (V1,ψ1)(V_1, \psi_1) for ff and (U2,φ2)(U_2, \varphi_2), (V2,ψ2)(V_2, \psi_2) for gg (so f(U1)⊆V1f(U_1) \subseteq V_1 and g(U2)⊆V2g(U_2) \subseteq V_2). By Proposition 5.2 applied to ff with the target chart (U2,φ2)(U_2, \varphi_2) of NN, there is an open U′⊆U1∩U2U' \subseteq U_1 \cap U_2 containing pp with f(U′)⊆U2f(U') \subseteq U_2 and φN\varphi_N-representation φ2∘f∘φ1−1\varphi_2 \circ f \circ \varphi_1^{-1} smooth on φ1(U′)\varphi_1(U'). Then the representation of g∘fg \circ f through (U1,φ1)(U_1, \varphi_1) and (V2,ψ2)(V_2, \psi_2) is

ψ2∘g∘f∘φ1−1=(ψ2∘g∘φ2−1)∘(φ2∘f∘φ1−1),\psi_2 \circ g \circ f \circ \varphi_1^{-1} = (\psi_2 \circ g \circ \varphi_2^{-1}) \circ (\varphi_2 \circ f \circ \varphi_1^{-1}),

defined on φ1(U′)\varphi_1(U') (for x∈U′x \in U': f(x)∈U2f(x) \in U_2, so the inner factor applies and lands in φ2(U2)\varphi_2(U_2), where the outer factor is smooth and takes values in ψ2(V2)\psi_2(V_2)), and smooth by the chain rule. Identity: the representation through any chart (U,φ)(U, \varphi) is φ∘id⁡∘φ−1\varphi \circ \operatorname{id} \circ \varphi^{-1}, the identity of the open set φ(U)\varphi(U): linear, so smooth by the affine case below. Affine maps: for F(x)=Lx+bF(x) = Lx + b, the error in the derivative definition is ∥F(a+h)−F(a)−Lh∥=0\|F(a + h) - F(a) - Lh\| = 0 identically, so F′(a)=LF'(a) = L at every point. ■\blacksquare

Definition. A diffeomorphism f:M→Nf: M \to N is a bijection that is smooth with smooth inverse; the manifolds are then diffeomorphic, which is the smooth analogue of homeomorphism.

Theorem 5.4 (dimension is a diffeomorphism invariant). If diffeomorphic smooth manifolds have dimensions nn and mm, then n=mn = m.

Proof. Let f:M→Nf: M \to N be a diffeomorphism, p∈Mp \in M, and pick charts (U,φ)(U, \varphi) at pp and (V,ψ)(V, \psi) at f(p)f(p), shrinking UU so that f(U)⊆Vf(U) \subseteq V (possible by Proposition 5.1’s continuity). The chart representation F=ψ∘f∘φ−1F = \psi \circ f \circ \varphi^{-1} is then a diffeomorphism between the open subsets φ(U)⊆Rn\varphi(U) \subseteq \mathbb{R}^n and ψ(f(U))⊆Rm\psi(f(U)) \subseteq \mathbb{R}^m: it is smooth by hypothesis, bijective (with inverse φ∘f−1∘ψ−1\varphi \circ f^{-1} \circ \psi^{-1}, which is smooth by the same transition-composition argument as Proposition 5.2 applied to f−1f^{-1}, whose chart representations are smooth by the definition of a diffeomorphism). Fix x∈φ(U)x \in \varphi(U). The chain rule applied to F−1∘F=id⁡F^{-1} \circ F = \operatorname{id} and F∘F−1=id⁡F \circ F^{-1} = \operatorname{id} gives, for A=F′(x)A = F'(x) (m×nm \times n) and B=(F−1)′(F(x))B = (F^{-1})'(F(x)) (n×mn \times m): BA=InBA = I_n and AB=ImAB = I_m. Then im⁡(AB)=Rm⊆im⁡A\operatorname{im}(AB) = \mathbb{R}^m \subseteq \operatorname{im} A, so AA is surjective, and by rank–nullity (Level 1B, Theorem 1.7) m≤nm \leq n; symmetrically BA=InBA = I_n makes BB surjective and gives n≤mn \leq m. Hence n=mn = m. ■\blacksquare

This is why the definition of a manifold fixes one dimension nn per component and never needs to defend it: the inverse function theorem plus rank–nullity make the dimension unforgeable.

Quick check.

  1. When is f:M→Nf: M \to N smooth at pp?
  2. How many lines does smoothness-to-continuity take, and how?
  3. Why is the definition independent of charts?
  4. What is a diffeomorphism?
  5. Why is dimension a diffeomorphism invariant?

Answers: 1. Some chart at pp carries inside a chart at f(p)f(p) with a smooth chart representation. 2. Two lines: factor ff as ψ−1\psi^{-1} after representation after φ\varphi on the chart domain (Proposition 5.1). 3. Continuity lets domains shrink; transitions are smooth; the chain rule finishes (Proposition 5.2). 4. A smooth bijection with smooth inverse. 5. The chain rule gives BA=InBA = I_n and AB=ImAB = I_m; rank–nullity forces n=mn = m (Theorem 5.4).

  1. Prove that the line with two origins is not Hausdorff, and conclude which clause of the manifold definition rules it out. (§2 – any two neighbourhoods of the two origins contain a common punctured interval.)
  2. Verify ψN(φN(u))=u\psi_N(\varphi_N(u)) = u for the stereographic chart, doing every algebraic step. (§4 – the key identity is ∥u′∥2=(1−un+1)(1+un+1)\|u'\|^2 = (1 - u_{n+1})(1 + u_{n+1}) on the sphere.)
  3. Prove that the open interval (a,b)(a, b) is a smooth manifold of dimension
    1. (§2, §4 – subspace of Hausdorff second countable R\mathbb{R}; identity chart.)
  4. Prove that every directional derivative of the Caution function at the origin exists and equals 00, and that the function is nevertheless not differentiable there. (§1 – the counterexample in full.)
  5. Prove the special case of Proposition 3.1 in which the point pp lies in all three chart domains. (§3 – the composition of the two transition maps, by the chain rule.)
  6. Show that the atlas {id⁡R}\{\operatorname{id}_{\mathbb{R}}\} and the atlas {t↦t3}\{t \mapsto t^3\} on R\mathbb{R} generate different maximal atlases. (§3 – the transition between the two charts is t↦t3t \mapsto t^3 with inverse t↦t1/3t \mapsto t^{1/3}, not differentiable at 00; Proposition 3.1 does not force compatibility because… check: does it? Apply the proposition and see why it does not apply.)
  7. Prove that a diffeomorphism f:M→Nf: M \to N restricts, for every open U⊆MU \subseteq M, to a diffeomorphism U→f(U)U \to f(U). (§5, §2 – f(U)f(U) is open by continuity, and charts restrict as in Proposition 2.2.)

Problems. The quick checks above tested recall. These chain several results and require full written arguments; hints are included where the jump is large.

  1. Prove that every chart is a diffeomorphism onto its open image, viewed as an open submanifold of Rn\mathbb{R}^n. (Its chart representation is the identity; Propositions 2.2 and 5.3 finish.)
  2. Prove that γ:(0,2π)→S1∖{(1,0)}\gamma: (0, 2\pi) \to S^1 \setminus \{(1, 0)\}, γ(t)=(cos⁡t,sin⁡t)\gamma(t) = (\cos t, \sin t), is a diffeomorphism onto its image. (Bijective by trigonometry; smooth by Proposition 4.2; the inverse has nonzero derivative, so the inverse function theorem smooths it.)

The entire page follows from one decision: a manifold’s smoothness is not a property of the space but a choice of coordinate bookkeeping, made coherent by requiring all coordinate changes to be smooth. The coherence proof is local (Proposition 3.1 plus Lemma 1.5), which is precisely why the naive transitivity claim fails and why the maximal atlas still works: consistency only ever needs to be checked through charts you already trust.

  • Level 3B: Tangent Spaces – tangent vectors as derivations on germs, the differential, and the inverse function theorem on manifolds, built directly on the chart machinery of this page.
  • Level 2: Topology – the Hausdorff, second-countable, subspace and product theorems used throughout this page, with proofs.
  • An Introduction to Manifolds – Loring Tu’s book, whose Chapters 1–2 develop this page’s material with the worked details of multivariable calculus assumed here as input.